-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GtI80H2FqynQEzaSIxvoGZvDB4xZh713QMKa/CchYJ+wyUJzIj304DADA0BkAIOD wgEYJ0IBQCy6tOE5a5w03Q== 0000914121-02-000020.txt : 20020413 0000914121-02-000020.hdr.sgml : 20020413 ACCESSION NUMBER: 0000914121-02-000020 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020110 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MALLOY PATRICK E CENTRAL INDEX KEY: 0001096528 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: BAY STREET AT THE WATERFRONT CITY: SAG HARBOR STATE: NY ZIP: 11963 MAIL ADDRESS: STREET 1: BAY STREET AT THE WATERFRONT CITY: SAG HARBOR STATE: NY ZIP: 11963 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOODRICH PETROLEUM CORP CENTRAL INDEX KEY: 0000943861 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760466193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44491 FILM NUMBER: 2506486 BUSINESS ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7137809494 MAIL ADDRESS: STREET 1: 815 WALKER STREET 2: SUITE 1040 CITY: HOUSTON STATE: TX ZIP: 77002 SC 13D/A 1 go625106_13d.txt GENERAL STATEMENT OF BENEFICALLY OWNERSHIP SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 7) Goodrich Petroleum Corp. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.20 - -------------------------------------------------------------------------------- (Title of Class of Securities) 382410 10 8 -------------------------------------------------------------- (CUSIP Number) - -------------------------------------------------------------------------------- Dennis J. Block, Esq. Cadwalader, Wickersham & Taft 100 Maiden Lane New York, NY 10038 (212) 504-5555 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 1, 2001 -------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box /x/. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - ---------------------------- ------------------------- CUSIP NO. 382410 10 8 PAGE 2 OF 5 PAGES - ---------------------------- ------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Patrick E. Malloy - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (A) / / (B) /X/ - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) PF - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER 2,833,114 * NUMBER OF ---------------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 0 OWNED BY ---------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 2,833,114 * PERSON ---------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,833,114 * - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) / / - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 15.9% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- * Mr. Malloy disclaims beneficial ownership of the 74,850 shares of Common Stock and 23,545 shares of Preferred Stock, which are held in a trust for Katherine C. Malloy. - ---------------------------- ------------------------- CUSIP NO. 382410 10 8 PAGE 3 OF 5 PAGES - ---------------------------- ------------------------- SCHEDULE 13D AMENDMENT NO. 7 INTRODUCTION This Amendment No. 7 relates to the Schedule 13D originally filed on behalf of Patrick E. Malloy (the "Reporting Person") with the Securities and Exchange Commission on October 28, 1999. The text of Item 5 of the Schedule 13D is hereby amended as follows: ITEM 5. INTEREST OF SECURITIES OF THE ISSUER. (a) According to the Corporation's Form 10-Q for the quarterly period ended September 30, 2001, as of November 14, 2001 the Corporation had issued and outstanding 17,807,662 shares of Common Stock. The Reporting Person is the beneficial owner of 2,833,114 shares of Common Stock or 15.9% of the outstanding Common Stock, consisting of (i) 2,367,876 shares of Common Stock, (ii) warrants to purchase 330,000 shares of Common Stock, which are currently exercisable, (iii) 122,850 shares of Series A Convertible Preferred Stock ("Preferred Stock"), which are currently convertible into approximately 50,676 shares of Common Stock, (iv) 74,850 shares of Common Stock held in a trust for the benefit of Katherine C. Malloy (the "Trust"), and (v) 23,545 shares of Preferred Stock held in the Trust, which are currently convertible into approximately 9,712 shares of Common Stock. Solely as a result of being granted a power of attorney with respect to the shares held by the Trust, the Reporting Person may be deemed to beneficially own all of the shares of Common Stock held by the Trust. The Reporting Person disclaims beneficial ownership of those shares of Common Stock. (b) The Reporting Person has the sole power to vote, or to direct the vote of, 2,833,114 shares of Common Stock and sole power to dispose of, or to direct the disposition of, 2,833,114 shares of Common Stock. (c) On November 1, 2001, the Reporting Person was granted a power of attorney with respect to the Trust, which trust was the beneficial owner of 74,850 shares of Common Stock and 23,454 shares of Preferred Stock. On November 1, 2001, the price per share of Common Stock was $ 4.97, and the price per share of Preferred Stock was $ 9.05. In addition, the Reporting Person had the following open market transactions in shares of Common Stock over the past 60 days: Purchase Price Per Date Number of Shares or Sale Share ---- ---------------- ------- ------- 11/26/2001 2,400 Purchase $4.51 ----- TOTAL 2,400 SCHEDULE 13D - ---------------------------- ------------------------- CUSIP NO. 382410 10 8 PAGE 4 OF 5 PAGES - ---------------------------- ------------------------- The Reporting Person also had the following open market transactions in shares of Preferred Stock over the past 60 days: Purchase Price Per Date Number of Shares or Sale Share ---- ---------------- ------- -------- 12/19/2001 500 Purchase $8.60 12/20/2001 1,000 Purchase $9.00 ----- TOTAL 1,500 SCHEDULE 13D - ---------------------------- ------------------------- CUSIP NO. 382410 10 8 PAGE 5 OF 5 PAGES - ---------------------------- ------------------------- SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 10, 2002. /s/ Patrick E. Malloy ----------------------- PATRICK E. MALLOY -----END PRIVACY-ENHANCED MESSAGE-----